Securities Transaction - is LEI necessary? - American LEI
Important notice: from 13th April 2021 LEI is mandatory for non-EU (third country) issuers under SFTR regulation

News – Securities transaction

What are the MiFID II and EMIR and why do they matter?

The MiFID is the Markets in Financial Instruments Directive and has been in force across the EU since late 2007. The MiFID sets out: Conduct requirements for businesses and investment firms; Authorisation requirements for regulated markets; Regulatory reporting to avoid market abuse; Trade transparency obligations for shares; and Rules regarding the admission of financial instruments to trading. … Continued