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PGIM S&P 500 Buffer 20 ETF - November

529900BSFKNG844KZ171 The LEI code is active
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Company Information

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General information

Company name
PGIM S&P 500 Buffer 20 ETF - November
Registry code
S000083279
Registry status
ACTIVE
Company type
Fund
Region
Delaware

LEI Code information

LEI Code
529900BSFKNG844KZ171
Registrar
EDGAR
LEI status
ISSUED
Date of issue
10/17/23
Next update
4/17/27
LOU
Bloomberg Finance L.P.
ROC Policy Conformity Flag
CONFORMING

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Legal Address

Address
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street
Postcode
19801
City/Parish
Wilmington
Country
United States

Head office address

Address
C/O PGIM Investments LLC, 655 Broad Street, 17th Floor
Postcode
07102
City/Parish
Newark
Country
United States

History

  • 4/9/26
    Updated:
    Additional headquarters address line: 655 Broad st -> 655 Broad ST
    Additional headquarters address line: 17th floor -> 17th Floor
    Last update: 4/11/25 -> 4/8/26
    Next renewal: 4/17/26 -> 4/17/27
  • 4/12/25
    Updated:
    Last update: 2/24/25 -> 4/11/25
    Next renewal: 10/17/25 -> 4/17/26
  • 2/25/25
    Updated:
    (primary) legal name: PGIM US Large-Cap Buffer 20 ETF - November -> PGIM S&P 500 Buffer 20 ETF - November

    Inserted:
    Language of other entity name: en
    Type of other entity name: PREVIOUS_LEGAL_NAME

    Updated:
    First legal address line: c/o The Corporation Trust Company -> C/O The Corporation Trust Company
    First headquarters address line: c/o PGIM Investments LLC -> C/O PGIM Investments LLC
    Last update: 10/2/24 -> 2/24/25
  • 10/3/24
    Updated:
    (primary) legal name: PGIM Rock ETF Trust - PGIM US Large-Cap Buffer 20 ETF - November -> PGIM US Large-Cap Buffer 20 ETF - November
    Language of (primary) legal name: en-US -> en
    Language of legal address: en-US -> en
    First legal address line: c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street -> c/o The Corporation Trust Company

    Inserted:
    Additional legal address line: Corporation Trust Center
    Additional legal address line: 1209 Orange Street

    Updated:
    Language of headquarters address: en-US -> en
    First headquarters address line: c/o PGIM Investments LLC, c/o C T Corporation System, 28 Liberty Street -> c/o PGIM Investments LLC

    Inserted:
    Additional headquarters address line: 655 Broad st
    Additional headquarters address line: 17th floor

    Updated:
    Headquarters address city: New York -> Newark
    Headquarters address region: US-NY -> US-NJ
    Headquarters address postal code: 10005 -> 07102
    Jurisdiction of formation: US-DE -> US
    Entity legal form code: 4FSX -> 8888
    Registration date: 10/17/23 -> 10/17/23
    Last update: 10/1/24 -> 10/2/24
    Status: PENDING_ARCHIVAL -> ISSUED
    Next renewal: 10/17/24 -> 10/17/25
    Lei issuer: 5299000J2N45DDNE4Y28 -> 5493001KJTIIGC8Y1R12

    Deleted:
    Headquarters address mail routing: c/o PGIM Investments LLC
  • 10/2/24
    Updated:
    Last update: 10/17/23 -> 10/1/24
    Status: ISSUED -> PENDING_ARCHIVAL
  • 10/18/23
    Initial:
    Lei code: 529900BSFKNG844KZ171
    (primary) legal name: PGIM Rock ETF Trust - PGIM US Large-Cap Buffer 20 ETF - November
    Language of (primary) legal name: en-US
    Language of legal address: en-US
    First legal address line: c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street
    Legal address city: Wilmington
    Legal address region: US-DE
    Legal address country: US
    Legal address postal code: 19801
    Language of headquarters address: en-US
    First headquarters address line: c/o PGIM Investments LLC, c/o C T Corporation System, 28 Liberty Street
    Headquarters address mail routing: c/o PGIM Investments LLC
    Headquarters address city: New York
    Headquarters address region: US-NY
    Headquarters address country: US
    Headquarters address postal code: 10005
    Registered at: RA000665
    Registered as: S000083279
    Jurisdiction of formation: US-DE
    General category: FUND
    Entity legal form code: 4FSX
    Entity status: ACTIVE
    Registration date: 10/17/23
    Last update: 10/17/23
    Status: ISSUED
    Next renewal: 10/17/24
    Lei issuer: 5299000J2N45DDNE4Y28
    Corroboration level: FULLY_CORROBORATED
    Data validated at (id): RA000665
    Data validated as: S000083279